| NO. |
SERVICES |
FEE CHARGED |
| 1 |
Open trading account |
Free |
| 2 |
Deposit required to maintain the trading account |
No requirement |
| 3 |
Trading fee |
|
| |
Stock/investment fund certificates/Covered warrant/Bonds |
Commission fee |
| Trading value ≤ VND 300 million |
0.25% |
| Trading value > VND 300 million and ≤ VND 700 million |
0.20% |
| Trading value > VND 700 million |
0.15% |
| Or placing trading order via Internet (TCiPro / TCiSmart) |
| |
Corporate Bonds (Private issuance) |
0.02% |
| |
Other Bonds |
0.02% |
| |
Trading fee for special accounts |
Negotiable |
| 4 |
Custodian fee |
|
| |
Share, fund certificate, covered warrant |
0.27 VND/securities/month |
| |
Bonds |
0.18 VND/bond/month |
| 5 |
Issuing/changing TCSC’s Share certificate (excluding 10% VAT) |
50,000/Share Cert. |
| 6 |
Cash advance (Min VND 30,000/time) |
12.75%p.a |
| 7 |
Overdue Interest rate |
18.00%p.a |
| 8 |
Non-term deposit interest |
0.1%p.a |
| 9 |
Transfer securities from TCSC to other securities companies at the request of customers (applicable to all accounts) |
1 VND/share, fund certificate, covered warrant.
- Min: 100,000 VND/1 time/1 stock code
- Max: 2,000,000 VND/1 time/1 stock code
|
| 10 |
Get a new trading code or revoke issued trading code (excluding 10% VAT) |
500,000 VND/file |
| 11 |
Receive securities transfer from other securities companies |
Free |
| 12 |
Transfer of ownership not through the trading system of the Stock Exchange |
|
| 12.1 |
Founding shareholders are in the time of transfer restriction in accordance with law |
1 VND/share, fund certificate, covered warrant (Excluding VSDC fee).
- Min: 1,000,000 VND/1 time/1 stock code
- Max: 10,000,000 VND/1 time/1 stock code
|
| 12.2 |
Transfer of listed securities/registered transactions approved by the State Securities Commission |
1 VND/share, fund certificate, covered warrant (Excluding VSDC fee).
- Min: 1,000,000 VND/1 time/1 stock code
- Max: 10,000,000 VND/1 time/1 stock code |
| 12.3 |
Transfer of securities ownership (applicable to both transferor and transferee) of public companies registered at VSDC but not yet, no listing or transaction registration on Stock Exchanges |
0.1% transfer value for stocks, fund certificate (Excluding VSDC fee).
- Min: 100,000 VND/1 time/1 stock code
- Max: 10,000,000 VND/1 time/1 stock code
|
| 12.4 |
Transfer of securities ownership due to division, separation, merger, consolidation, capital contribution by shares to establish enterprises under the provisions of the Civil Law, Enterprise Law and Securities Law |
1 VND/share, fund certificate, covered warrant (Excluding VSD fee)
- Min: 5,000,000 VND/1 time/1 stock code
- Max: 10,000,000 VND/1 time/1 stock code |
| 12.5 |
Transfer of securities ownership (applicable to both transferor and transferee) in cases of giving, giving, inheriting between spouses, between fathers and mothers and children and adopted fathers , the adoptive mother with adopted children, between the father-in-law, the mother in-law and the daughter-in-law, between the father-in-law, the mother-in-law and the son-in law, between grandfather and grandmother with grandchildren, grandfather, grandmother with grandchildren, between brother and sister intestine together. |
1 VND/share, fund certificate, covered warrant (Excluding VSDC fee)
- Min: 1,000,000 VND/1 time
- Max: 5,000,000 VND/1 time |
| 12.6 |
Transfer of ownership due to the implementation of a public bid (Including VSD fee and excluding information disclosure fee) |
0.15% / transfer value for stocks |
| 13 |
Stock withdrawal (excluding 10% VAT) |
01 VND/share, fund certificate
- Min: 1,000,000 VND/1 time/1 stock code
- Max: 5,000,000 VND/1 time/1 stock code |
| 14 |
Register / Delete registration of secured transactions; Blockade / Clearance securities (if any) |
Charges apply for each time when register of secured transactions arises (no fee is charged for delete registration of secured transactions / clearance securities):
0.3% of transaction value (according to par value)
- Min: 500,000 VND/time.
- Max: 2,000,000 VND/time. |
| 15 |
Transfer of additional subscription rights |
- Same company: 50,000 VND /file
- Other companies: 100,000 VND /file |
| 16 |
Provide documents with TCSC seal (excluding 10% VAT) |
|
| 16.1 |
Cash/securities transaction statement |
Free |
| 16.2 |
Confirmation of securities balance/ex-rights balance/debt/ transaction fee/ securities trading results (excluding audit purposes) |
Free |
| 16.3 |
Confirm the balance according to the customer's sample and TCSC confirm the data |
- 50,000 VND/time
- Max: 02 copies/time |
| 16.4 |
Confirmation Letter on OTC Securities Valuation |
50,000 VND/code |
| 16.5 |
Confirmation of Professional Securities Investor |
300,000 VND/copy |