Service Fees

Notes:

1. Commission fee is calculated base on total transaction value of each investor in 01 trading day, including buy and sell securites transaction.

2. Commission fee is applied for both matching and negotiation transaction.

3. TCSC reserves the right to change all numbers above without prior to notice to the client.

SERVICES FEES APPLIED FOR SPOT MARKET
(With effective from October 24^th, 2024)

NO.	SERVICES	FEE CHARGED
1	Open trading account	Free
2	Deposit required to maintain the trading account	No requirement
3	Stock/investment fund certificates/Covered warrant/Bonds	Commission fee
	Trading value ≤ VND 300 million	0.25%
	Trading value > VND 300 million and ≤ VND 700 million	0.20%
	Trading value > VND 700 million	0.15%
	Or placing trading order via Internet (TCiPro / TCiSmart)	0.15%
	Corporate Bonds (Private issuance)	0.05%
	Other Bonds	0.02%
	Trading fee for special accounts	Negotiable
4	Custodian fee
	Share, fund certificate, covered warrant	0.3 VND/securities/month
	Bonds	0.2 VND/bond/month
5	Issuing/changing TCSC’s Share certificate	50,000/Share Cert.
6	Cash advance (Min VND 30,000/time)	12.75%p.a
7	Overdue Interest rate	18.00%p.a
8	Non-term deposit interest	0.1%p.a
9	Transfer securities from TCSC to other securities companies at the request of customers (applicable to all accounts	1 VND/share, fund certificate, covered warrant. Min: 100,000 VND/1 time/1 stock code Max: 2,000,000 VND/1 time/1 stock code
10	Get a new trading code or revoke issued trading code	500,000 VND/file
11	Receive securities transfer from other securities companies	Free
12	Transfer of ownership not through the trading system of the Stock Exchange
12.1	Founding shareholders are in the time of transfer restriction in accordance with law	1 VND/share, fund certificate, covered warrant (Excluding VSDC fee). - Min: 1,000,000 VND/1 time/1 stock code - Max: 10,000,000 VND/1 time/1 stock code
12.2	Transfer of listed securities/registered transactions approved by the State Securities Commission	1 VND/share, fund certificate, covered warrant (Excluding VSDC fee). - Min: 1,000,000 VND/1 time/1 stock code - Max: 10,000,000 VND/1 time/1 stock code
12.3	Transfer of securities ownership (applicable to both transferor and transferee) of public companies registered at VSDC but not yet, no listing or transaction registration on Stock Exchanges	0.1% transfer value for stocks, fund certificate (Excluding VSDC fee). Min: 100,000 VND/1 time/1 stock code Max: 10,000,000 VND/1 time/1 stock code
12.4	Transfer of securities ownership due to division, separation, merger, consolidation, capital contribution by shares to establish enterprises under the provisions of the Civil Law, Enterprise Law and Securities Law	1 VND/share, fund certificate, covered warrant (Excluding VSD fee) - Min: 5,000,000 VND/1 time/1 stock code - Max: 10,000,000 VND/1 time/1 stock code
12.5	Transfer of securities ownership (applicable to both transferor and transferee) in cases of giving, giving, inheriting between spouses, between fathers and mothers and children and adopted fathers , the adoptive mother with adopted children, between the father-in-law, the mother in-law and the daughter-in-law, between the father-in-law, the mother-in-law and the son-in law, between grandfather and grandmother with grandchildren, grandfather, grandmother with grandchildren, between brother and sister intestine together.	1 VND/share, fund certificate, covered warrant (Excluding VSDC fee) - Min: 1,000,000 VND/1 time - Max: 5,000,000 VND/1 time
12.6	Transfer of ownership due to the implementation of a public bid (Including VSD fee and excluding information disclosure fee)	0.15% / transfer value for stocks
13	Stock withdrawal	01 VND/share, fund certificate - Min: 1,000,000 VND/1 time/1 stock code - Max: 5,000,000 VND/1 time/1 stock code
14	Register / Delete registration of secured transactions; Blockade / Clearance securities (if any)	Charges apply for each time when register of secured transactions arises (no fee is charged for delete registration of secured transactions / clearance securities): 0.3% of transaction value (according to par value) - Min: 500,000 VND/time. - Max: 2,000,000 VND/time.
15	Transfer of additional subscription rights	- Same company: 50,000 VND /file - Other companies: 100,000 VND /file
16	Provide documents with TCSC seal
16.1	Cash/securities transaction statement	- 2,000 VND/page - Min 20,000 VND/statement time
16.2	Confirmation of securities balance/ex-rights balance/debt/ transaction fee/ securities trading results (excluding audit purposes)	- 20,000 VND/ first copy - Subsequent copies/copy 10,000 VND/copy
16.3	Confirm the balance according to the customer's sample and TCSC confirm the data	- 50,000 VND/time - Max: 02 copies/time
16.4	Confirmation Letter on OTC Securities Valuation	50,000 VND/code
16.5	Confirmation of Professional Securities Investor	300,000 VND/copy

SERVICES FEES APPLIED FOR FUTURES CONTRACT
(With effective from December 2^nd, 2024)

NO.	SERVICES	FEE CHARGED
1	Open a Derivatives trading account	Free
2	Index Futures trading fees are charged by TCSC
	+ Quantity of contract in a day: < 100 contracts	VND 2,000/contract
	+ Quantity of contract in a day: 100 contracts --> 299 contracts	VND 1,500/contract
	+ Quantity of contract in a day: ≥ 300 contracts	VND 500/contract
	Futures Contract transaction fee - Government Bond charged by TCSC	VND 5,000/contract
3	Transaction fee charged by HNX
	+ Index Futures Contract	VND 2,700/contract
	+ Government Bond Futures Contract	VND 4,500/contract
4	Position management fee charged by VSDC	VND 2,550/contract/account/day
5	Collateral management fee charged by VSDC	0.0024% Accumulated Assets Balance (money and par value based on securities value) /account/month - Min: VND 100,000/account/month - Max: VND 1,600,000/account/month
6	Deposit/withdrawal fee charged by Vietinbank	VND 5,500/transaction (included VAT)
7	Overdue Interest rate	18.00% p.a
8	Transfer fee	Based on bank’s policy time by time.
9	Non-term interest rate on deposit amounts balance at TCSC	0.1 % p.a

MARGIN LOAN

Interest rate and loan term
(With effective from Aug. 15^th, 2024)

Interest rate: 12.75% p.a (Apply for all new loans and disbursed loans)
Loan term:

+ Not exceed three (03) months from the date of disbursement of the loan.
+ The loan may be extended for no more than 03 months.
+ Renewal fee: 0.3% Extended debt value
Notes:
From the time the loan(s) are extended, interest is calculated on (i) Original Loan and/or (ii) Loan Interest (not be paid yet).

List of marginable stocks
(With effective from Jun. 14^th, 2024)

List of marginable stocks (Click to download)

Maintenance Margin Requirement and Margin Call/Force
(With effective from Aug. 15^th, 2024)

Margin Call rate: 35%
Margin Force rate: 25%.
When margin ratio hits Call/Force margin rate, TCSC will issue notice to customers, including but not limited to telephone, email, SMS, .... The customer is obliged to pay additional money or sell the securities in your account to give account of safety status.

WHY
CHOOSE US?

In TCSC, customer’s satisfaction is the priority for all activities and services of the Company

TEAMWORK

We stimulate our staff to work in teams, the final results will reaped the fruit of each labor of teams will be also the achievements of each member. The contribution and cooperation of each member will create the strength of the whole company.

KNOWLEDGE

We encourages employees to share their opinions, information and experience to get the highest efficiency in their work.

RESPONSIBILITY

Our success depends on the balance of satisfying the reasonable benefits of customers and employees. It requires the wholehearted cooperation of all Company’s members.

PROFESSIONALISM

We also focus on improving and enhancing the professionalism of staff in order to reach the target of the Company’s sustainable development.